Secrets of Securities Compliance
The Art of Raising Money the Right Way
Many entrepreneurs have great ideas and amazing businesses. You may be one yourself. When it comes time to grow, raising money becomes a critical aspect. Interestingly, capital raising is also the most misunderstood part of doing business because of all the rules and regulations.
Secrets of Securities Compliance is an inside look at the different ways regulation allows you to raise capital for your business. Raising money is truly an art and who better to learn from than an expert in the field. By the end of your reading, you will no longer be afraid or worried when your business needs financing and more importantly, you will understand how to raise money the right way.
Launch Offer: As a thank you I am giving away FREE Bonus material.
About The Author
Gabriel was a regulator having worked at the Autorité des marchés financiers for eight years as both a Securities Analyst, Financial Statements and a Senior Securities Analyst, Corporate Finance. He was responsible for the review and analysis of capital raising offerings and take-over bids that are subject to the provisions of the Securities Act (Québec) and securities regulation in Canada. Mr. Araish also participated in various legislative and regulation projects and initiatives of the Autorité des marchés financiers, whether local or at the Canadian Securities Administrators level, particularly as a member of the Canadian Securities Administrators’ Continuous Disclosure Committee.
Mr. Araish has greatly contributed to the mission of the Autorité des marchés financiers by notably leading the multidisciplinary team at the Autorité des marchés financiers that has studied and drafted the crowdfunding rules and coordinated the work with the other participating Canadian regulators.
Before joining the Autorité des marchés financiers, Mr. Araish worked for an important accounting firm based in Montréal, Québec, for 5 years, in the audit practice group. Mr. Araish has led numerous audit files involving private and public companies in various industries. Mr. Araish obtained his Bachelor of Commerce in Honours Accounting from McGill University in 2004. He then completed his Graduate Diploma in Public Accountancy at McGill University in 2007, and is a member of the Ordre des Comptables Professionnels Agréés du Québec.
Currently, Gabriel owns and operates multiple businesses, both locally and internationally, in many industries, including Securities Regulation and Compliance Consulting, Real Estate and Private Lending.
Secrets of Securities Compliance
The Art of Raising Money the Right Way
Rules Aren’t Made to be Broken
This chapter explains why I am qualified to teach securities compliance
Securities Regulation Framework
What is securities regulation and who are the market participants
Private Issuer Exemption
I explain the Private Issuer Exemption in details. This is the most commonly used exemption.
Family, Friends and Business Associates Exemption
I explain the Family, Friends and Business Associates Exemption. This is also a commonly used exemption.
Accredited Investor Exemption
I explain the Accredited Investor Exemption including who can and who cannot invest under this exemption
Offering Memorandum Exemption
I explain the Offering Memorandum Exemption. This exemption applies to more mature companies.
Minimum Investment Amount Exemption
I explain the Minimum Investment Amount Exemption. This exemption focuses mainly on the total amount invested rather than who is the investor.
Crowdfunding Exemptions
I explain two Canadian Crowdfunding Exemptions in detail.
Registered Dealers
I provide an overview of registered dealers and how they can help you raise money
Secrets of Securities Compliance
The Art of Raising Money the Right Way
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